The Securities Regulatory Handbook 1998-1999
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The Securities Regulatory Handbook 1998-1999

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作者: PricewaterhouseCoopers
出版年: 1998-8
页数: 147
定价: $ 99.38
ISBN: 9780765602695



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内容简介:

Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities.

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